Tavistock Financial provides compliance and oversight services to financial advisers that are both independent and restricted.
Tavistock Financial supports advisers across all areas of their business in an attempt to ensure their clients are getting the best advice. Technical support is also available to help members meet the wide range of regulatory requirements.
Tavistock Financial is a subsidiary of Tavistock Investments Plc, the AIM listed financial services group. Our principal objective is to set industry leading standards for quality of investor experience and we recognise that this objective can only be achieved by putting the interests of the retail investor at the heart of everything we do.